Neil Dunkley

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • SMF3 Executive Director (4 Feb 2021 to 6 Dec 2021)
    • Responsible for Insurance Distribution (4 Feb 2021 to 6 Dec 2021)
  • Active Financial Partners Limited (no longer approved here)

    FRN 301860

    • SMF3 Executive Director (9 Dec 2019 to 6 Dec 2021)
    • Responsibility for MCD Intermediation (9 Jul 2019 to 6 Dec 2021)
    • Responsible for Insurance Distribution (9 Jul 2019 to 6 Dec 2021)
    • CF30 Customer (6 Jan 2010 to 31 Dec 2010)
    • CF1 Director (AR) (23 Sep 2009 to 31 May 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 20 Sep 2018)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 20 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • SMF3 Executive Director (9 Dec 2019 to 6 Dec 2021)
    • Responsible for Insurance Distribution (9 Jul 2019 to 6 Dec 2021)
    • Responsibility for MCD Intermediation (9 Jul 2019 to 6 Dec 2021)
    • CF1 Director (AR) (17 Jun 2014 to 6 Dec 2021)
    • CF30 Customer (18 Mar 2011 to 30 Dec 2012)
    • CF11 Money Laundering Reporting (3 May 2005 to 20 Sep 2018)
    • CF8 Apportionment and Oversight (3 May 2005 to 31 Mar 2009)
    • CF1 Director (3 May 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
  • Time Financial Solutions Limited (no longer approved here)

    FRN 586704

    • Employed By (10 Sep 2012 to 10 Oct 2012)
  • Compass Law Ltd (no longer approved here)

    FRN 548049

    • Employed By (13 Jul 2011 to 30 Sep 2011)
  • CK Financial Advice Ltd (no longer approved here)

    FRN 506251

    • Employed By (23 Sep 2009 to 6 Dec 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (29 Nov 2002 to 15 Jun 2004)
    • CF21 Investment Adviser (29 Nov 2002 to 15 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.