Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Jennings

    IRN RCJ00002

    • (2023)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jan 2021)
    • (2024)CF1 Director (AR) (1 Apr 2011 to 25 Jan 2021)
    • (2022)CF30 Customer (1 Apr 2011 to 25 Jan 2021)
  • Richard John Ackroyd

    IRN RJA01112

    • (1097)CF21 Investment Adviser (1 Oct 2004 to 31 Dec 2005)
    • (1098)CF7 Sole Trader (AR) (1 Oct 2004 to 31 Jan 2007)
    • (1096)CF22 Investment Adviser (Trainee) (15 Oct 2003 to 23 Sep 2004)
  • Richard John Baxter

    IRN RJB00081

    • (1231)CF22 Investment Adviser (Trainee) (19 Jun 2003 to 7 Feb 2005)
  • Richard John Bushnell

    IRN RJB01362

    • (1574)CF1 Director (AR) (24 May 2005 to 11 May 2007)
  • Richard John Watson

    IRN RJW00066

    • (2430)CF30 Customer (1 Nov 2007 to 31 Jan 2013)
    • (2431)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Richard Keith James

    IRN RKJ00001

    • (107)CF30 Customer (17 Jul 2008 to 16 Dec 2010)
  • Richard Kinchin

    IRN RCK00006

    • (1812)CF21 Investment Adviser (19 Jun 2003 to 30 Dec 2004)
  • Richard Last

    IRN RXL00083

    • (24)CF2 Non Executive Director (19 Jul 2007 to 12 Jun 2019)
  • Richard Lionel Bateman

    IRN RLB00029

    • (261)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (262)4. Giving personal recommendations on retail investment products which are not broker funds
    • (264)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (265)CF1 Director (AR) (since 1 Apr 2011)
    • (263)CF30 Customer (since 1 Apr 2011)
  • Richard Mark Waters

    IRN RMW01140

    • (1206)CF30 Customer (1 Apr 2015 to 15 Jul 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (167)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  2. controlled function added: (166)Appointed representative dealing with clients for which they require qualification

  3. controlled function added: (165)CF30 Customer

  4. controlled function added: (164)4. Giving personal recommendations on retail investment products which are not broker funds

  5. controlled function added: (163)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  6. controlled function added: (162)7. Giving personal recommendations on long-term care insurance contracts

  7. controlled function added: (161)Appointed representative dealing with clients for which they require qualification

  8. controlled function added: (160)CF30 Customer

  9. controlled function added: (159)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (158)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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