Richard Jennings

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2024)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF1 Director (AR) (1 Apr 2021 to 31 Mar 2024)
    • [FCA CF] Client dealing (1 Apr 2021 to 31 Mar 2024)
    • CF30 Customer (1 Apr 2021 to 31 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 31 Mar 2024)
    • [FCA CF] Functions requiring qualifications (22 Jan 2021 to 31 Mar 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jan 2021)
    • CF30 Customer (1 Apr 2011 to 25 Jan 2021)
    • CF1 Director (AR) (1 Apr 2011 to 25 Jan 2021)
  • JNJ Financial Management Ltd (no longer approved here)

    FRN 223037

    • (1)Employed By (5 Mar 2003 to 2 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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