Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Nicholas Davies
IRN NAD01073
- (1730)CF30 Customer (24 Oct 2014 to 18 Dec 2015)
- Nicholas Delaforce Musselwhite
IRN NDM00014
- (2983)CF1 Director (AR) (27 Aug 2004 to 31 Dec 2005)
- (2981)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
- (2982)CF7 Sole Trader (AR) (1 Dec 2001 to 27 Aug 2004)
- Nicholas Elias Harrison
IRN NEH00003
- (682)CF21 Investment Adviser (31 May 2002 to 31 Aug 2002)
- Nicholas John Drew
IRN NJD01113
- (1751)CF30 Customer (24 Aug 2011 to 13 Apr 2018)
- Nicholas John Giles
IRN NJG01068
- (329)CF30 Customer (10 Feb 2011 to 31 Dec 2012)
- Nicholas John Green
IRN NJG00026
- (2471)CF21 Investment Adviser (1 Dec 2001 to 19 May 2002)
- (2472)CF4 Partner (1 Dec 2001 to 19 May 2002)
- Nicholas Joseph Meeke
IRN NJM00005
- (2573)CF30 Customer (8 May 2014 to 1 May 2015)
- Nicholas Mark Bayley
IRN NMB01074
- (1274)CF30 Customer (2 Sep 2011 to 31 Dec 2011)
- Nicholas Mark Flatters
IRN NMF00005
- (1063)CF21 Investment Adviser (11 Apr 2007 to 1 May 2007)
- Nicholas Mark Jordan
IRN NMJ01015
- (3510)CF2 Non Executive Director (AR) (1 May 2018 to 31 Jan 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Jim McArthur Financial Services Ltd(no longer appointed)
FRN 201460 · Appointed 12 Dec 2002 · Until 21 Jan 2022
- Wilkinson Financial Services(no longer appointed)
FRN 221275 · Appointed 10 Dec 2002 · Until 31 Dec 2010
- Lighthouse (Westminister)(no longer appointed)
FRN 221256 · Appointed 10 Dec 2002 · Until 17 Feb 2004
- Kingscliffe Financial Services(no longer appointed)
FRN 221276 · Appointed 10 Dec 2002 · Until 31 Dec 2005
- Kilkee Financial Services Ltd(no longer appointed)
FRN 221277 · Appointed 10 Dec 2002 · Until 17 Jan 2021
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (177)21. Advising or arranging (bringing about) equity release transactions
controlled function added: (176)Appointed representative dealing with clients for which they require qualification
controlled function added: (175)CF30 Customer
controlled function added: (174)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (173)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (172)7. Giving personal recommendations on long-term care insurance contracts
controlled function added: (171)Appointed representative dealing with clients for which they require qualification
controlled function added: (170)CF30 Customer
controlled function added: (169)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (168)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)