Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robin Ghosh

    IRN RNG01010

    • (2354)CF30 Customer (1 Dec 2010 to 31 Dec 2011)
  • Robin Lawrence

    IRN RFL00007

    • (2001)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2024)
    • (2000)CF30 Customer (1 Dec 2010 to 11 Nov 2024)
  • Roderick Gordon Purves

    IRN RGP00007

    • (170)CF21 Investment Adviser (12 Mar 2007 to 20 Jun 2007)
  • Roderick Munro

    IRN RXM00672

    • (2636)[FCA CF] Significant management (20 Jun 2022 to 31 Oct 2023)
  • Roderick Scott Smith

    IRN RSS01110

    • (150)21. Advising or arranging (bringing about) equity release transactions
    • (152)11. Pension transfer specialist
    • (155)4. Giving personal recommendations on retail investment products which are not broker funds
    • (151)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (154)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (153)7. Giving personal recommendations on long-term care insurance contracts
    • (157)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (156)CF30 Customer (since 22 Oct 2012)
  • Rodney Hay Neil

    IRN RHN00004

    • (1955)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
    • (1956)CF1 Director (AR) (12 Aug 2014 to 30 Jun 2021)
    • (1953)CF30 Customer (12 Dec 2011 to 30 Jun 2021)
    • (1954)CF4 Partner (AR) (12 Dec 2011 to 9 Jun 2021)
  • Rodney Joseph Shakespeare

    IRN RJS00081

    • (592)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • (593)CF21 Investment Adviser (4 Jul 2002 to 31 Oct 2007)
    • (594)CF1 Director (AR) (4 Jul 2002 to 31 Dec 2009)
  • Rodney Michael Franklin

    IRN RMF00001

    • (1533)CF7 Sole Trader (AR) (7 Feb 2003 to 25 Feb 2004)
    • (1532)CF21 Investment Adviser (1 Nov 2002 to 25 Feb 2004)
  • Rodney Ronald Earl

    IRN RRE00001

    • (18)CF30 Customer (1 Nov 2007 to 22 Jun 2009)
    • (19)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Roger Antony Lewis

    IRN RAL01126

    • (684)CF1 Director (AR) (1 Apr 2011 to 31 Dec 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (207)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (206)CF1 Director (AR)

  3. controlled function added: (205)SMF3 Executive Director

  4. controlled function added: (204)Appointed representative dealing with clients for which they require qualification

  5. controlled function added: (203)CF30 Customer

  6. controlled function added: (202)4. Giving personal recommendations on retail investment products which are not broker funds

  7. controlled function added: (201)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  8. controlled function added: (200)Appointed representative dealing with clients for which they require qualification

  9. controlled function added: (199)CF30 Customer

  10. controlled function added: (198)4. Giving personal recommendations on retail investment products which are not broker funds

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