Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (5 Mar 2021 to 30 Jun 2021)
    • CF30 Customer (5 Mar 2021 to 30 Jun 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (5 Mar 2021 to 30 Jun 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
    • CF1 Director (AR) (12 Aug 2014 to 30 Jun 2021)
    • CF4 Partner (AR) (12 Dec 2011 to 9 Jun 2021)
    • CF30 Customer (12 Dec 2011 to 30 Jun 2021)
  • Rodney Neil Financial Services (no longer approved here)

    FRN 428666

    • (1)Employed By (16 Mar 2005 to 23 May 2007)
  • Rodney Neil (no longer approved here)

    FRN 416639

    • (1)Employed By (8 Dec 2004 to 21 Feb 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (27 May 2004 to 21 Feb 2005)
    • CF22 Investment Adviser (Trainee) (9 Sep 2003 to 27 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.