Roderick Gordon Purves

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Private Client Advisers Limited (no longer approved here)
FRN 227836
- (5)Employed By (19 Jun 2007 to 31 Dec 2010)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (12 Mar 2007 to 20 Jun 2007)
Independent Financial Planning Group Ltd (no longer approved here)
FRN 400436
- (6)Employed By (12 Mar 2007 to 20 Jun 2007)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF22 Investment Adviser (Trainee) (21 Jan 2003 to 16 Feb 2005)
- CF7 Sole Trader (AR) (21 Jan 2003 to 16 Feb 2005)
Oxford House Financial Management (no longer approved here)
FRN 221977
- (1)Employed By (21 Jan 2003 to 16 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.