Lighthouse Advisory Services Limited

Open as Markdown

FRN: 195199
Date authorised: 1 April 2013
Companies House: 04086645
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business
Senator House
85 Queen Victoria Street
London
EC4V 4AB
UNITED KINGDOM
Phone
+442075625800
Web
https://www.quilter.com
Complaints Contact
Quilter Financial Planning Complaints Department
Sunderland
SR43 4JR
UNITED KINGDOM
Phone
+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Neil Dunkley
IRN NXD00036
- (3590)CF21 Investment Adviser (29 Nov 2002 to 15 Jun 2004)
- (3591)CF1 Director (AR) (29 Nov 2002 to 15 Jun 2004)
Neil John Williams
IRN NJW00027
- (135)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- (137)CF7 Sole Trader (AR) (6 Feb 2003 to 31 Jan 2007)
- (136)CF21 Investment Adviser (6 Feb 2003 to 31 Oct 2007)
Neil Richard Standish
IRN NRS00004
- (2157)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2022)
- (2155)CF30 Customer (1 Nov 2007 to 31 Jan 2022)
- (2156)CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
Neil Robinson
IRN NXR00002
- (1110)CF30 Customer (1 Jan 2008 to 12 Mar 2010)
Neil Spirit
IRN NDS01057
- (1733)[FCA CF] Manager of certification employee (1 Sep 2020 to 18 Feb 2023)
Neil Wesson
IRN NXW00023
- (2539)[FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
- (2537)CF30 Customer (1 Dec 2010 to 14 Aug 2020)
- (2538)CF1 Director (AR) (1 Dec 2010 to 14 Aug 2020)
Neil William Clark
IRN NWC00004
- (2246)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2022)
- (2244)CF30 Customer (1 Nov 2007 to 16 Jun 2021)
- (2245)CF21 Investment Adviser (21 Jun 2002 to 31 Oct 2007)
- (2247)CF1 Director (AR) (21 Jun 2002 to 1 Sep 2022)
Neill Stuart Boulton
IRN NSB00008
- (2522)CF21 Investment Adviser (19 Jun 2003 to 9 Dec 2004)
Nelson Joseph Hughes
IRN NJH00020
- (1102)CF30 Customer (1 Nov 2007 to 10 Jun 2008)
- (1103)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
Nicholas Benedick Bell
IRN NBB00003
- (1339)CF30 Customer (1 Apr 2011 to 30 Nov 2016)
- (1340)CF1 Director (AR) (1 Apr 2011 to 30 Nov 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Lighthouse (Compass) Ltd(no longer appointed)
FRN 220767 · Appointed 15 Nov 2002 · Until 31 Dec 2005
Lighthouse (Scotland)(no longer appointed)
FRN 220119 · Appointed 28 Oct 2002 · Until 17 Feb 2004
Medical Wealth Management(no longer appointed)
FRN 219678 · Appointed 10 Oct 2002 · Until 31 Dec 2005
Francis Financial Services Ltd(no longer appointed)
FRN 219281 · Appointed 25 Sep 2002 · Until 31 Dec 2005
Lighthouse (Leicester & Rutland)(no longer appointed)
FRN 219175 · Appointed 23 Sep 2002 · Until 15 Aug 2007
Lighthouse (Cambridgeshire)(no longer appointed)
FRN 200549 · Appointed 23 Sep 2002 · Until 12 Nov 2004
Upminster Financial Services(no longer appointed)
FRN 218974 · Appointed 19 Sep 2002 · Until 31 Dec 2005
Mike Wood Independent Financial Services Ltd(no longer appointed)
FRN 218961 · Appointed 19 Sep 2002 · Until 31 Dec 2009
Lighthouse IFA (Square Mile) Ltd(no longer appointed)
FRN 218932 · Appointed 18 Sep 2002 · Until 31 Dec 2005
Lighthouse (Exeter)(no longer appointed)
FRN 218931 · Appointed 18 Sep 2002 · Until 11 Jan 2007

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (237)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
3 days ago
controlled function added: (236)7. Giving personal recommendations on long-term care insurance contracts
3 days ago
controlled function added: (235)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
3 days ago
controlled function added: (234)21. Advising or arranging (bringing about) equity release transactions
3 days ago
controlled function added: (233)Appointed representative dealing with clients for which they require qualification
3 days ago
controlled function added: (232)CF30 Customer
3 days ago
controlled function added: (231)4. Giving personal recommendations on retail investment products which are not broker funds
3 days ago
controlled function added: (230)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
3 days ago
controlled function added: (229)7. Giving personal recommendations on long-term care insurance contracts
3 days ago
controlled function added: (228)Appointed representative dealing with clients for which they require qualification

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.