Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Justin Heaphy

    IRN PJH01436

    • (417)CF30 Customer (7 Jul 2011 to 31 Dec 2012)
  • Paul Keith Hawkswood

    IRN PKH00019

    • (2777)CF30 Customer (5 Nov 2014 to 26 Nov 2015)
  • Paul Killough

    IRN PXK00109

    • (74)[FCA CF] Manager of certification employee (since 31 Jan 2024)
    • (2713)[FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
  • Paul Lees

    IRN PXL01256

    • (3222)CF30 Customer (1 Nov 2007 to 29 May 2009)
    • (3223)CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)
  • Paul Leonard Harris

    IRN PLH00019

    • (3415)[FCA CF] Functions requiring qualifications (10 Dec 2019 to 21 Oct 2021)
    • (3412)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
    • (3413)CF1 Director (AR) (6 May 2005 to 20 Oct 2021)
    • (3414)CF1 Director (6 May 2005 to 9 Jun 2008)
    • (3411)CF21 Investment Adviser (19 Jun 2003 to 12 Jan 2005)
  • Paul Leslie Squire

    IRN PLS00004

    • (1157)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (1158)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Paul Leslie Stones

    IRN PLS00024

    • (2838)CF30 Customer (13 May 2010 to 10 Dec 2014)
  • Paul Martin Connor

    IRN PMC00036

    • (2853)CF21 Investment Adviser (19 Jun 2003 to 18 Aug 2004)
  • Paul Martin O'Boyle

    IRN PMO01048

    • (246)CF30 Customer (3 May 2012 to 31 Dec 2016)
  • Paul Martin Spindler

    IRN PMS00049

    • (831)CF30 Customer (1 Nov 2007 to 18 Aug 2009)
    • (832)CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (258)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (257)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (256)Appointed representative dealing with clients for which they require qualification

  4. controlled function added: (255)CF30 Customer

  5. controlled function added: (254)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (253)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (251)CF30 Customer

  8. controlled function added: (250)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (249)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (248)Appointed representative dealing with clients for which they require qualification

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