Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
    • CF1 Director (AR) (since 11 Sep 2013)
    • (2)Employed By (since 11 Sep 2013)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)
  • Lord Clarke Associates Ltd (no longer approved here)

    FRN 200726

    • (10)Employed By (14 Mar 2007 to 29 May 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 Jul 2003 to 2 Mar 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 17 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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