Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 21 Oct 2021)
- CF1 Director (AR) (since 20 Oct 2021)
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Four Nations Ltd
FRN 952668
- (1)Employed By (since 20 Oct 2021)
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- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 21 Oct 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (AR) (6 May 2005 to 20 Oct 2021)
- CF1 Director (6 May 2005 to 9 Jun 2008)
- CF21 Investment Adviser (19 Jun 2003 to 12 Jan 2005)
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- (8)Employed By (6 May 2005 to 31 Oct 2005)
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- (84)Employed By (6 May 2005 to 9 Jun 2008)
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- (666)Employed By (19 Jun 2003 to 12 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.