Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (4)Employed By (since 17 Dec 2020)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 Nov 2015)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (5 Nov 2014 to 26 Nov 2015)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (678)Employed By (29 Oct 2014 to 26 Nov 2015)
  • Acuity Financial Consultancy Limited (no longer approved here)

    FRN 223282

    • CF30 Customer (4 Dec 2012 to 5 Nov 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (16 Feb 2009 to 3 Mar 2011)
    • CF22 Investment Adviser (Trainee) (2 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Nov 2002 to 29 Sep 2006)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (31 Oct 2006 to 16 Jan 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2006 to 16 Jan 2007)
  • David Abbey (no longer approved here)

    FRN 215480

    • Employed By (12 Sep 2006 to 16 Jan 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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