Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Paton-Feaver Wealth Management Limited
FRN 596404
- (4)Employed By (since 17 Dec 2020)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 9 Nov 2015)
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- CF30 Customer (5 Nov 2014 to 26 Nov 2015)
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- (678)Employed By (29 Oct 2014 to 26 Nov 2015)
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- CF30 Customer (4 Dec 2012 to 5 Nov 2014)
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- CF30 Customer (16 Feb 2009 to 3 Mar 2011)
- CF22 Investment Adviser (Trainee) (2 Feb 2007 to 31 Oct 2007)
- CF21 Investment Adviser (12 Nov 2002 to 29 Sep 2006)
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- CF21 Investment Adviser (31 Oct 2006 to 16 Jan 2007)
- CF22 Investment Adviser (Trainee) (12 Sep 2006 to 16 Jan 2007)
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- Employed By (12 Sep 2006 to 16 Jan 2007)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.