Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Robert Gray
IRN PRG01064
- (129)CF30 Customer (1 Nov 2007 to 23 May 2012)
- (131)CF4 Partner (AR) (9 Dec 2002 to 23 May 2012)
- (130)CF21 Investment Adviser (9 Dec 2002 to 31 Oct 2007)
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Paul Robert Whitehouse
IRN PRW00051
- (93)CF21 Investment Adviser (29 Apr 2004 to 12 Nov 2004)
- (94)CF1 Director (AR) (29 Apr 2004 to 20 Jun 2007)
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Paul Sage
IRN PXS00135
- (1677)CF30 Customer (4 Feb 2008 to 18 May 2013)
- (1679)CF4 Partner (AR) (4 Feb 2008 to 18 May 2013)
- (1678)CF21 Investment Adviser (24 Sep 2002 to 31 Oct 2007)
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Paul Simon Michael Plagerson
IRN PSP00001
- (669)CF22 Investment Adviser (Trainee) (18 Jul 2003 to 3 Mar 2004)
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Paul Simon Nathan
IRN PSN01021
- (2266)CF21 Investment Adviser (26 Jun 2002 to 17 Aug 2004)
- (2267)CF1 Director (AR) (26 Jun 2002 to 17 Aug 2004)
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Paul Stephen Matthews
IRN PSM01104
- (1788)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 May 2024)
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Paul Stow
IRN PXS00169
- (2460)CF30 Customer (12 Nov 2016 to 30 Nov 2016)
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Paul Thomas Meatyard
IRN PTM00012
- (3167)CF21 Investment Adviser (19 Jun 2003 to 3 Nov 2004)
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Paul Thomas Robinson
IRN PTR00006
- (578)CF30 Customer (13 Feb 2009 to 2 Sep 2011)
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Paul Timothy Whiteley
IRN PTW01033
- (3581)CF4 Partner (AR) (30 Dec 2011 to 26 Feb 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Clarity Financial Planning (no longer appointed)
FRN 211592 · Appointed 20 Mar 2006 · Until 4 Mar 2010
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Universal Financial Solutions (no longer appointed)
FRN 448697 · Appointed 28 Feb 2006 · Until 31 Dec 2007
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J.Wilkinson Financial Planning Ltd (no longer appointed)
FRN 448458 · Appointed 21 Feb 2006 · Until 29 Nov 2006
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Merchant Financial Mortgages (no longer appointed)
FRN 447055 · Appointed 18 Jan 2006 · Until 11 Mar 2008
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Trafalgar Mortgages & Financial Services (no longer appointed)
FRN 446398 · Appointed 28 Dec 2005 · Until 24 Oct 2011
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Michael Allen Financial Services (no longer appointed)
FRN 446179 · Appointed 20 Dec 2005 · Until 31 Dec 2005
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Griffin Independent Ltd (no longer appointed)
FRN 446131 · Appointed 19 Dec 2005 · Until 31 Dec 2009
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (258)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (257)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (256)Appointed representative dealing with clients for which they require qualification
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controlled function added: (255)CF30 Customer
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controlled function added: (254)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (253)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (251)CF30 Customer
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controlled function added: (250)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (249)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (248)Appointed representative dealing with clients for which they require qualification