Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Raymer Reed

    IRN SRR01056

    • (917)CF30 Customer (25 Jul 2012 to 25 Jul 2012)
  • Steven Robert Louis

    IRN SRL00026

    • (40)CF22 Investment Adviser (Trainee) (19 Jun 2003 to 11 Mar 2004)
  • Steven Ronald Heil

    IRN SXH00012

    • (769)CF21 Investment Adviser (3 Apr 2007 to 25 Jun 2007)
  • Steven Stewart Wallace

    IRN SSW00007

    • (1476)CF30 Customer (25 Jun 2013 to 26 Jun 2015)
  • Steven Struthers

    IRN SWS00012

    • (2775)CF30 Customer (28 Dec 2011 to 31 Dec 2012)
    • (2776)CF1 Director (AR) (28 Dec 2011 to 7 Sep 2021)
  • Steven Talbot

    IRN SXT00107

    • (2703)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 13 Feb 2023)
    • (2702)[FCA CF] Client dealing (1 Sep 2020 to 13 Feb 2023)
  • Steven Taylor

    IRN SXT00042

    • (393)CF1 Director (AR) (1 Apr 2008 to 31 May 2016)
    • (389)CF30 Customer (1 Nov 2007 to 31 May 2016)
    • (391)CF7 Sole Trader (AR) (18 Nov 2002 to 23 Jan 2007)
    • (390)CF21 Investment Adviser (28 Sep 2002 to 31 Oct 2007)
    • (392)CF4 Partner (AR) (28 Sep 2002 to 18 Aug 2004)
  • Steven Trevor Parsons

    IRN STP00012

    • (257)CF4 Partner (AR) (28 Dec 2011 to 28 Mar 2013)
    • (256)CF30 Customer (28 Dec 2011 to 28 Mar 2013)
  • Steven Tweed

    IRN SXT01480

    • (2866)CF30 Customer (5 May 2015 to 27 Dec 2015)
  • Stewart Boyden

    IRN SXB00166

    • (200)CF30 Customer (3 Jun 2010 to 31 Dec 2012)
    • (201)CF4 Partner (AR) (3 Jun 2010 to 17 Aug 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (268)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (267)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (266)7. Giving personal recommendations on long-term care insurance contracts

  4. controlled function added: (265)CF1 Director (AR)

  5. controlled function added: (264)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (263)CF30 Customer

  7. controlled function added: (262)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (261)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (260)Appointed representative dealing with clients for which they require qualification

  10. controlled function added: (259)CF30 Customer

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