Steven Taylor

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF1 Director (AR) (1 Apr 2008 to 31 May 2016)
- CF30 Customer (1 Nov 2007 to 31 May 2016)
- CF7 Sole Trader (AR) (18 Nov 2002 to 23 Jan 2007)
- CF21 Investment Adviser (28 Sep 2002 to 31 Oct 2007)
- CF4 Partner (AR) (28 Sep 2002 to 18 Aug 2004)
Capital Financial Services (Exeter) Ltd (no longer approved here)
FRN 440390
- Employed By (18 Oct 2005 to 31 May 2016)
Lighthouse Independent Financial Advisers (Devon) Ltd (no longer approved here)
FRN 191895
- (1)Employed By (19 Jun 2001 to 15 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.