Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 24 Feb 2022)
    • CF1 Director (AR) (since 7 May 2020)
    • CF30 Customer (since 7 May 2020)
    • Appointed representative dealing with clients for which they require qualification (20 Jul 2020 to 10 Dec 2021)
    • CF1 Director (AR) (since 7 May 2020)
    • Employed By (since 14 Jul 2010)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (28 Dec 2011 to 31 Dec 2012)
    • CF1 Director (AR) (28 Dec 2011 to 7 Sep 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 10 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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