Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 24 Feb 2022)
- CF1 Director (AR) (since 7 May 2020)
- CF30 Customer (since 7 May 2020)
- Appointed representative dealing with clients for which they require qualification (20 Jul 2020 to 10 Dec 2021)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 7 May 2020)
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Clear Financial Services (UK) Ltd
FRN 527437
- Employed By (since 14 Jul 2010)
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- CF30 Customer (28 Dec 2011 to 31 Dec 2012)
- CF1 Director (AR) (28 Dec 2011 to 7 Sep 2021)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.