Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Aug 2021)
- CF30 Customer (since 30 Jun 2021)
- CF1 Director (AR) (since 30 Jun 2021)
- [FCA CF] Client dealing (10 Aug 2020 to 30 Jul 2021)
- [FCA CF] Functions requiring qualifications (10 Aug 2020 to 30 Jul 2021)
- CF30 Customer (9 Mar 2016 to 8 Dec 2019)
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Tweed Financial Planning Ltd
FRN 951289
- Employed By (since 30 Jun 2021)
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- CF30 Customer (5 May 2015 to 27 Dec 2015)
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- (624)Employed By (27 Apr 2015 to 27 Dec 2015)
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- CF30 Customer (22 Aug 2014 to 23 Mar 2015)
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- CF30 Customer (23 Apr 2012 to 30 Jun 2014)
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- CF30 Customer (28 Apr 2011 to 13 Apr 2012)
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- CF30 Customer (30 Nov 2009 to 27 Jan 2011)
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- CF4 Partner (AR) (25 Jul 2008 to 5 Nov 2009)
- CF30 Customer (22 May 2008 to 5 Nov 2009)
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- (4)Employed By (22 May 2008 to 5 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.