Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Raymond Dennis Boon
IRN RDB00005
- (1136)CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- (1137)CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
- Raymond Edward Webb
IRN REW00001
- (557)CF30 Customer (3 Apr 2013 to 10 Jul 2013)
- Raymond John McCandless
IRN RJM01315
- (826)CF30 Customer (10 Sep 2008 to 31 Dec 2012)
- Raymond Verralls
IRN RXV00005
- (881)CF30 Customer (1 Nov 2007 to 22 Oct 2010)
- (882)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
- Raymondson Edward Coker
IRN REC01067
- (3097)CF30 Customer (29 May 2014 to 31 Dec 2015)
- Rebecca Jayne Hammonds
IRN RJJ00017
- (3345)CF30 Customer (1 Nov 2007 to 15 Nov 2008)
- (3346)CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
- Rex Avery
IRN RDA00007
- (2439)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2024)
- (2438)CF30 Customer (11 Feb 2009 to 31 Oct 2024)
- Rhys Edward Davey
IRN RED01036
- (1391)CF30 Customer (24 Feb 2015 to 30 Nov 2016)
- Richard Alan Cakans
IRN RAC01159
- (1815)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 May 2025)
- (1814)CF30 Customer (13 May 2016 to 27 May 2025)
- Richard Alan Jones
IRN RAJ00039
- (2388)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Aug 2025)
- (2387)CF30 Customer (11 Apr 2008 to 31 Dec 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Moorcroft Financial Services(no longer appointed)
FRN 214605 · Appointed 1 Apr 2011 · Until 10 Dec 2020
- IFA Professional Partnership Ltd(no longer appointed)
FRN 467044 · Appointed 1 Apr 2011 · Until 31 Mar 2014
- Clearwater Financial Solutions Ltd(no longer appointed)
FRN 231360 · Appointed 1 Apr 2011 · Until 2 Apr 2014
- Independent Financial Services (North West) Ltd(no longer appointed)
FRN 458090 · Appointed 1 Apr 2011 · Until 31 Dec 2012
- Falcon Financial Planning Ltd(no longer appointed)
FRN 442098 · Appointed 1 Apr 2011 · Until 3 Dec 2021
- Elixir Financial Management Ltd(no longer appointed)
FRN 531203 · Appointed 1 Apr 2011 · Until 31 Dec 2021
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (278)CF30 Customer
controlled function added: (277)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (276)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (275)Appointed representative dealing with clients for which they require qualification
controlled function added: (274)CF30 Customer
controlled function added: (273)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (272)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (271)7. Giving personal recommendations on long-term care insurance contracts
controlled function added: (270)Appointed representative dealing with clients for which they require qualification
controlled function added: (269)CF30 Customer