Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stanley Victor Gordon

    IRN SVG00003

    • (174)CF21 Investment Adviser (10 Feb 2004 to 7 Jul 2004)
  • Stephanie Jones

    IRN SXJ01799

    • (3501)CF1 Director (AR) (18 Apr 2017 to 13 Sep 2021)
  • Stephen Alan John Dunn

    IRN SAD01065

    • (874)CF1 Director (AR) (27 Sep 2004 to 9 Nov 2011)
  • Stephen Andrew Burns

    IRN SAB01194

    • (3446)CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • Stephen Anthony Harris

    IRN SAH00045

    • (1217)CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • (1218)CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
  • Stephen Arthur Foulsham

    IRN SAF00007

    • (2572)CF1 Director (AR) (8 Aug 2007 to 30 Sep 2008)
  • Stephen Bath

    IRN SXB00162

    • (2463)CF30 Customer (1 Jan 2009 to 17 Jul 2009)
  • Stephen Cant

    IRN SRC00002

    • (2825)CF1 Director (AR) (18 Jun 2012 to 17 Jun 2021)
    • (2824)CF30 Customer (1 Apr 2011 to 17 Jun 2021)
  • Stephen Chalmers McCrossan

    IRN SCM01151

    • (1711)[FCA CF] Functions requiring qualifications (10 Dec 2019 to 28 Oct 2021)
    • (1710)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
  • Stephen Charles Gazard

    IRN SCG00005

    • (354)Responsibility for MCD Intermediation (since 2 Feb 2022)
    • (355)Responsible for Insurance Distribution (since 13 Oct 2020)
    • (356)SMF3 Executive Director (since 13 Oct 2020)
    • (357)CF1 Director (AR) (since 9 Jul 2020)
    • (3156)SMF1 Chief Executive (13 Oct 2020 to 31 Aug 2023)
    • (3158)CF1 Director (3 May 2011 to 31 Jan 2013)
    • (3157)CF2 Non Executive Director (AR) (1 Apr 2011 to 31 Jan 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (278)CF30 Customer

  2. controlled function added: (277)4. Giving personal recommendations on retail investment products which are not broker funds

  3. controlled function added: (276)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  4. controlled function added: (275)Appointed representative dealing with clients for which they require qualification

  5. controlled function added: (274)CF30 Customer

  6. controlled function added: (273)4. Giving personal recommendations on retail investment products which are not broker funds

  7. controlled function added: (272)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  8. controlled function added: (271)7. Giving personal recommendations on long-term care insurance contracts

  9. controlled function added: (270)Appointed representative dealing with clients for which they require qualification

  10. controlled function added: (269)CF30 Customer

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