Stephen Andrew Burns

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 28 Mar 2024)
    • CF30 Customer (since 26 Mar 2024)
  • Stephen Burns Financial Planning

    FRN 1008447

    • (1)Employed By (since 26 Mar 2024)
  • Active Financial Partners Limited (no longer approved here)

    FRN 301860

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jan 2024)
    • CF30 Customer (17 Sep 2015 to 8 Dec 2019)
  • Independent Financial Services (UK) Ltd (no longer approved here)

    FRN 206445

    • (89)Employed By (21 Feb 2013 to 1 Feb 2016)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • CF21 Investment Adviser (29 Jun 2006 to 24 Jul 2007)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF22 Investment Adviser (Trainee) (13 Jan 2003 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.