Stephen Bath

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MORTGAGE INTELLIGENCE LIMITED
FRN 305330
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (31 Oct 2004 to 1 Mar 2006)
Wentworth and Wentworth Ltd (no longer approved here)
FRN 464352
- Employed By (22 Dec 2010 to 25 Oct 2011)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (22 Dec 2010 to 25 Oct 2011)
Corbel Partners Limited (no longer approved here)
FRN 429142
- CF30 Customer (1 Jul 2010 to 1 Oct 2010)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Jan 2009 to 17 Jul 2009)
Bee Mortgages (no longer approved here)
FRN 436521
- Employed By (4 Aug 2005 to 1 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.