Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon John Austin

    IRN SXA01475

    • (3224)CF30 Customer (27 Dec 2007 to 30 Nov 2009)
  • Simon John Gaskell

    IRN SJG00075

    • (1819)CF30 Customer (27 Feb 2013 to 26 Dec 2013)
  • Simon Kirkpatrick

    IRN SXK00043

    • (2136)CF21 Investment Adviser (1 Nov 2002 to 22 May 2003)
  • Simon Kneath

    IRN SRK01058

    • (1667)CF1 Director (AR) (8 Dec 2016 to 20 Aug 2021)
    • (1666)CF30 Customer (27 Dec 2013 to 20 Aug 2021)
  • Simon Mansell

    IRN SXM04836

    • (369)SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Nov 2025)
  • Simon Mark Osborne

    IRN SMO00002

    • (438)CF21 Investment Adviser (30 Aug 2002 to 19 Jul 2005)
    • (439)CF1 Director (AR) (30 Aug 2002 to 19 Jul 2005)
  • Simon Martin Harvey-Oates

    IRN SMH01117

    • (2340)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2002)
  • Simon Paul Allen

    IRN SPA00007

    • (1248)CF30 Customer (1 Nov 2007 to 30 Dec 2010)
    • (1249)CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
  • Simon Paul Thompsett

    IRN SPT00012

    • (1985)CF1 Director (AR) (1 Apr 2011 to 1 Nov 2013)
    • (1984)CF30 Customer (1 Apr 2011 to 1 Nov 2013)
  • Simon Peter Mason

    IRN SPM00042

    • (1308)CF7 Sole Trader (AR) (7 Apr 2005 to 31 Dec 2005)
    • (1307)CF21 Investment Adviser (23 Jul 2003 to 31 Dec 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (288)CF30 Customer

  2. controlled function added: (287)4. Giving personal recommendations on retail investment products which are not broker funds

  3. controlled function added: (286)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  4. controlled function added: (285)Director of firm who is not a certification employee or a SMF manager

  5. controlled function added: (284)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (283)CF30 Customer

  7. controlled function added: (282)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (281)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (280)7. Giving personal recommendations on long-term care insurance contracts

  10. controlled function added: (279)Appointed representative dealing with clients for which they require qualification

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