Simon John Gaskell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealth Aspirations LLP

    FRN 573420

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Apr 2014 to 8 Dec 2019)
  • Harminder Phull (no longer approved here)

    FRN 612888

    • (3)Employed By (13 Jan 2014 to 6 May 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (7 Jan 2014 to 6 May 2014)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (27 Feb 2013 to 26 Dec 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (468)Employed By (1 Dec 2010 to 31 Dec 2012)
  • Godfrey Pearson & Partners IFA (no longer approved here)

    FRN 173401

    • (14)Employed By (27 Nov 2000 to 30 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.