Simon Martin Harvey-Oates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Paul Turner

    FRN 301060

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 20 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2025)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (26 Aug 2008 to 13 Aug 2010)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2002)
  • Independent Means (no longer approved here)

    FRN 200725

    • (3)Employed By (1 Dec 2001 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.