Simon Mark Osborne

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF1 Director (AR) (21 Sep 2015 to 13 Feb 2018)
- CF30 Customer (21 Sep 2015 to 13 Feb 2018)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (21 Sep 2015 to 6 Apr 2018)
Falcon Financial Advice Limited (no longer approved here)
FRN 401814
- (44)Employed By (27 Sep 2004 to 19 Jul 2005)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF1 Director (AR) (30 Aug 2002 to 19 Jul 2005)
- CF21 Investment Adviser (30 Aug 2002 to 19 Jul 2005)
Lighthouse IFA (Wales) Ltd (no longer approved here)
FRN 217704
- (2)Employed By (30 Aug 2002 to 19 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.