Liberty Partnership Limited

• Principal Place of Business

  104 Church Street

  Market Deeping

  Peterborough

  PE6 8AL

  UNITED KINGDOM

  Phone

  +4401778342291

  Web

  https://www.liberty-partnership.co.uk

• Complaints Contact

  104 Church Street

  Market Deeping

  Peterborough

  PE6 8AL

  UNITED KINGDOM

  Phone

  +441778342291

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · This permission is limited to debt counselling with no debt management activity

• Debt Advice

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian John Spellar

  IRN BJS01098

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (19 Dec 2008 to 8 Dec 2019)
• David Martin Gregg

  IRN DMG00045

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF21 Investment Adviser
  • [FCA CF] CASS oversight function (9 Dec 2019 to 5 Mar 2021)
  • [PRA CF] Key function holder (9 Dec 2019 to 5 Mar 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Mar 2021)
  • CF11 Money Laundering Reporting (27 Nov 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (25 Oct 2012 to 30 Sep 2018)
  • CF10 Compliance Oversight (12 Jan 2009 to 8 Dec 2019)
  • CF30 Customer (22 Nov 2007 to 8 Dec 2019)
  • CF1 Director (22 Nov 2007 to 8 Dec 2019)
• Jonathan Edward Storr

  IRN JES00033

  • CF21 Investment Adviser
  • CF30 Customer (22 Nov 2007 to 1 May 2009)
• Joseph Patrick Ash

  IRN JXA00100

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 20 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2020)
• Mark Norman Andrew Russon

  IRN MNR00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF21 Investment Adviser
  • CF30 Customer (22 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Nov 2007 to 2 Jan 2009)
• Matthew Alan Biggs

  IRN MXB15628

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Jun 2019 to 8 Dec 2019)
• Nicholas James Ash

  IRN NJA01059

  • CF11 Money Laundering Reporting (22 Nov 2007 to 19 Jun 2012)
  • CF8 Apportionment and Oversight (22 Nov 2007 to 8 May 2008)
  • Responsible for Insurance Mediation (22 Nov 2007 to 19 Jun 2012)
  • CF1 Director (22 Nov 2007 to 19 Jun 2012)
• Paul Roger Timby

  IRN PRT00031

  • CF30 Customer (19 May 2008 to 31 Jul 2009)
• Richard Paul Ash

  IRN RPA00010

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF21 Investment Adviser
  • [FCA CF] Significant management (9 Dec 2019 to 5 Mar 2021)
  • [PRA CF] Key function holder (9 Dec 2019 to 5 Mar 2021)
  • CF30 Customer (22 Nov 2007 to 8 Dec 2019)
  • CF1 Director (22 Nov 2007 to 8 Dec 2019)

No changes recorded yet.