Mark Norman Andrew Russon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liberty Partnership Limited

    FRN 472792

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF21 Investment Adviser
    • CF10 Compliance Oversight (22 Nov 2007 to 2 Jan 2009)
    • CF30 Customer (22 Nov 2007 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (20 Jun 2003 to 31 Aug 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.