Richard Paul Ash

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liberty Partnership Limited

    FRN 472792

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF21 Investment Adviser
    • [PRA CF] Key function holder (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Mar 2021)
    • CF1 Director (22 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (22 Nov 2007 to 8 Dec 2019)
  • Richard Ash (no longer approved here)

    FRN 416115

    • (1)Employed By (8 Dec 2004 to 8 Aug 2006)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.