David Martin Gregg

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liberty Partnership Limited

    FRN 472792

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF21 Investment Adviser
    • [PRA CF] Key function holder (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Mar 2021)
    • CF11 Money Laundering Reporting (27 Nov 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Oct 2012 to 30 Sep 2018)
    • CF10 Compliance Oversight (12 Jan 2009 to 8 Dec 2019)
    • CF30 Customer (22 Nov 2007 to 8 Dec 2019)
    • CF1 Director (22 Nov 2007 to 8 Dec 2019)
  • IFS Intelligent Financial Solutions Ltd (no longer approved here)

    FRN 417979

    • (6)Employed By (2 Jun 2005 to 6 Dec 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (17 Dec 2003 to 21 Apr 2005)
    • CF22 Investment Adviser (Trainee) (25 Mar 2003 to 17 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.