Date authorised
18 January 2018
Companies House
10425159
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180
  • Complaints Contact

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malachi Ferguson

    IRN MXF00167

    • [FCA CF] Client dealing (22 Feb 2021 to 16 Sep 2021)
  • Mark Christopher Davies

    IRN MCD01081

    • [FCA CF] Significant management (since 18 Oct 2024)
    • [FCA CF] Material risk taker (since 18 Oct 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
    • CF30 Customer (1 Apr 2018 to 8 Dec 2019)
  • Mark Peter Jessop

    IRN MPJ01035

    • [FCA CF] Client dealing (since 1 Dec 2025)
    • [FCA CF] Material risk taker (since 1 Dec 2025)
  • Martin Julian Paul Green

    IRN MJG01145

    • CF30 Customer (1 Apr 2018 to 17 Sep 2018)
  • Matthew Jones

    IRN MXJ00420

    • [FCA CF] Material risk taker (8 Aug 2023 to 29 Nov 2023)
  • Michael Craig Vinton

    IRN MCV01016

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Aug 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Aug 2021)
    • CF10 Compliance Oversight (18 Jan 2018 to 8 Dec 2019)
    • CF28 Systems and controls (18 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jan 2018 to 8 Dec 2019)
  • Michael Gillespie

    IRN MXG68663

    • [FCA CF] Manager of certification employee (13 Jul 2023 to 5 Mar 2024)
    • [FCA CF] Material risk taker (13 Jul 2023 to 5 Mar 2024)
    • [FCA CF] Client dealing (13 Jul 2023 to 5 Mar 2024)
  • Michael Jamie Hardwick

    IRN MJH01708

    • [FCA CF] Manager of certification employee (18 Oct 2024 to 9 Jan 2026)
    • [FCA CF] Significant management (18 Oct 2024 to 9 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
    • CF30 Customer (1 Apr 2018 to 8 Dec 2019)
  • Michael Marshall

    IRN MXM13407

    • [FCA CF] Significant management (9 Dec 2019 to 25 Sep 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Sep 2020)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
  • Michael William Weston

    IRN MWW01034

    • SMF1 Chief Executive (9 Dec 2019 to 3 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 3 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 May 2023)
    • CF1 Director (29 Mar 2019 to 8 Dec 2019)
    • CF3 Chief Executive (29 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.