Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 3 May 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 3 May 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 3 May 2023)
- SMF3 Executive Director (9 Dec 2019 to 3 May 2023)
- CF1 Director (29 Mar 2019 to 8 Dec 2019)
- CF3 Chief Executive (29 Mar 2019 to 8 Dec 2019)
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- CF10 Compliance Oversight (12 Jan 2016 to 18 Feb 2016)
- CF30 Customer (12 Jan 2016 to 21 Dec 2018)
- CF3 Chief Executive (12 Jan 2016 to 21 Dec 2018)
- CF11 Money Laundering Reporting (12 Jan 2016 to 18 Feb 2016)
- CF1 Director (12 Jan 2016 to 21 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.