Date authorised
18 January 2018
Companies House
10425159
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180
  • Complaints Contact

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nadeem Hussain

    IRN NXH00156

    • [FCA CF] Significant management (since 18 Oct 2024)
    • [FCA CF] Material risk taker (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 27 Jan 2020)
    • [FCA CF] Manager of certification employee (since 27 Jan 2020)
    • [FCA CF] Material risk taker (27 Jan 2020 to 23 Jun 2022)
  • Neil Wain

    IRN NXW00106

    • [FCA CF] Material risk taker (since 18 Oct 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Nemone Louisa Wynn-Evans

    IRN NXW01198

    • SMF9 Chair of the Governing Body (since 1 Nov 2025)
    • Director of firm who is not a certification employee or a SMF manager (2 Jun 2025 to 1 Nov 2025)
  • Nicola Dymond

    IRN NXD00384

    • [FCA CF] Material risk taker (since 19 Jan 2026)
    • [FCA CF] Significant management (since 19 Jan 2026)
  • Nigel Peaple

    IRN NXP00461

    • [FCA CF] Material risk taker (since 18 Jun 2025)
    • [FCA CF] Client dealing (since 18 Jun 2025)
  • Nikkita Gill

    IRN NXG00355

    • [FCA CF] Material risk taker (since 2 Jun 2025)
    • [FCA CF] Significant management (since 2 Jun 2025)
  • Oanh Tran

    IRN OXT00086

    • [FCA CF] Material risk taker (since 1 Sep 2025)
  • Omar Iqbal Ghafur

    IRN OIG01001

    • CF30 Customer (26 Feb 2017 to 26 Sep 2019)
  • Patrick O'Hara

    IRN PXO00049

    • [FCA CF] Client dealing (since 18 Oct 2024)
    • [FCA CF] Significant management (since 18 Oct 2024)
    • [FCA CF] Manager of certification employee (since 18 Oct 2024)
    • [FCA CF] Material risk taker (since 7 Sep 2023)
    • [FCA CF] Client dealing (4 Jan 2021 to 23 Jun 2022)
    • [FCA CF] Material risk taker (4 Jan 2021 to 23 Jun 2022)
    • [FCA CF] Manager of certification employee (4 Jan 2021 to 23 Jun 2022)
  • Rajeev Mehta

    IRN RXM01222

    • [FCA CF] Material risk taker (since 5 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.