Date authorised
18 January 2018
Companies House
10425159
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180
  • Complaints Contact

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Lunt

    IRN RXL01459

    • [FCA CF] Client dealing (since 6 Oct 2025)
    • [FCA CF] Material risk taker (since 6 Oct 2025)
  • Richard Owen Law-Deeks

    IRN RXL00402

    • SMF1 Chief Executive (since 2 Jul 2024)
    • SMF3 Executive Director (since 2 Jul 2024)
  • Robert Ross MacLean

    IRN RRM01009

    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jan 2022 to 14 Sep 2022)
    • SMF16 Compliance Oversight (22 Jan 2022 to 14 Sep 2022)
  • Russell Oades

    IRN RXO00157

    • [FCA CF] Client dealing (since 6 Oct 2025)
    • [FCA CF] Material risk taker (since 6 Oct 2025)
  • Sanesh Patel

    IRN SXP00329

    • [FCA CF] Client dealing (23 Nov 2020 to 18 Sep 2023)
  • Sarj Basra

    IRN SXB01439

    • [FCA CF] Significant management (since 18 Oct 2024)
    • [FCA CF] Material risk taker (since 18 Aug 2023)
  • Sharon Johal

    IRN SXJ00164

    • [FCA CF] Significant management (9 Dec 2019 to 24 Jun 2021)
  • Sheila Stefani

    IRN SXS03851

    • [FCA CF] Client dealing (since 18 Oct 2024)
    • [FCA CF] Material risk taker (since 7 Sep 2023)
  • Shyam Karavadra

    IRN SXK79597

    • [FCA CF] Client dealing (since 5 Jan 2026)
    • [FCA CF] Material risk taker (since 5 Jan 2026)
  • Simon David Hancock

    IRN SDH01103

    • [FCA CF] Client dealing (since 20 Nov 2024)
    • [FCA CF] Material risk taker (since 20 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.