Date authorised
18 January 2018
Companies House
10425159
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180
  • Complaints Contact

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Griffiths

    IRN SXG00262

    • [FCA CF] Client dealing (12 Aug 2020 to 26 Nov 2021)
  • Simon Thomas Jackson

    IRN SXJ00529

    • [FCA CF] Client dealing (18 Jan 2024 to 23 May 2025)
    • [FCA CF] Material risk taker (18 Jan 2024 to 23 May 2025)
  • Sonia Gill

    IRN SXG00989

    • [FCA CF] Material risk taker (since 1 Jan 2026)
  • Stanislav Grozev

    IRN SXG01527

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Feb 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Feb 2022)
  • Steven Ray Logan

    IRN SRL00037

    • [FCA CF] Client dealing (8 Aug 2024 to 25 Oct 2024)
  • Struan Robertson Fairbairn

    IRN SRF01064

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Sep 2022)
    • SMF16 Compliance Oversight (since 15 Sep 2022)
  • Susan Christine Martin

    IRN SCM01195

    • Director of firm who is not a certification employee or a SMF manager (since 11 Sep 2023)
  • Tanya Nolan

    IRN TXN20884

    • [FCA CF] Material risk taker (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jun 2022)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
  • Thomas David Powell

    IRN TDP01039

    • [FCA CF] Material risk taker (since 18 Oct 2024)
    • [FCA CF] Manager of certification employee (since 18 Oct 2024)
    • [FCA CF] Significant management (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jun 2022)
    • CF30 Customer (1 Apr 2018 to 8 Dec 2019)
  • Toby Buscombe

    IRN TXB00700

    • [FCA CF] Client dealing (since 19 Jan 2026)
    • [FCA CF] Material risk taker (since 19 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.