Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 27 Nov 2024)
    • [FCA CF] Manager of certification employee (since 27 Nov 2024)
    • [FCA CF] Client dealing (since 27 Nov 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Oct 2020)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 27 Nov 2024)
    • [FCA CF] Client dealing (since 27 Nov 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Oct 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2020)
    • CF30 Customer (28 Nov 2017 to 8 Dec 2019)
  • LGPS Central Ltd (no longer approved here)

    FRN 784958

    • [FCA CF] Client dealing (8 Aug 2024 to 25 Oct 2024)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • [FCA CF] Material risk taker (11 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (11 Jan 2021 to 7 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.