Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 Nov 2024)
    • [FCA CF] Material risk taker (since 20 Nov 2024)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 May 2015 to 2 Dec 2016)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF30 Customer (1 Nov 2007 to 22 Oct 2014)
    • CF27 Investment Management (16 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.