Date authorised
18 January 2018
Companies House
10425159
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180
  • Complaints Contact

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Duncan John Sanford

    IRN DJS01375

    • CF30 Customer (5 Mar 2018 to 31 Oct 2018)
  • Eithne Siobhan McManus

    IRN ESM01006

    • CF2 Non Executive Director (18 Jan 2018 to 8 Dec 2019)
  • Elizabeth Bebb

    IRN EXB01128

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jun 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Jun 2022)
  • Elliot Whiting

    IRN EXW00179

    • [FCA CF] Client dealing (3 Dec 2020 to 24 Jun 2022)
  • Fiona Farmer

    IRN FXF00065

    • [FCA CF] Material risk taker (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 18 Sep 2023)
  • Fuad Ahmed

    IRN FXA00228

    • [FCA CF] Client dealing (since 9 Dec 2024)
    • [FCA CF] Material risk taker (since 9 Dec 2024)
  • Gillian Day

    IRN GLD01015

    • [FCA CF] Material risk taker (18 Oct 2024 to 23 Mar 2026)
    • [FCA CF] Client dealing (17 Jul 2024 to 23 Mar 2026)
  • Griffiths Ian Ashley Armfield

    IRN GIA00010

    • Director of firm who is not a certification employee or a SMF manager (since 26 Sep 2023)
  • Harinder Singh Sandhu

    IRN HSS01010

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Jan 2020)
    • CF30 Customer (21 Nov 2018 to 8 Dec 2019)
  • Harjinder Kaur

    IRN HXK00075

    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.