Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Oct 2024 to 23 Mar 2026)
- [FCA CF] Client dealing (17 Jul 2024 to 23 Mar 2026)
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- [FCA CF] Client dealing (1 Feb 2022 to 2 Feb 2022)
- [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
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- [FCA CF] Client dealing (1 Feb 2022 to 2 Feb 2022)
- [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
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- [FCA CF] Client dealing (1 Feb 2022 to 2 Feb 2022)
- [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
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- [FCA CF] Client dealing (1 Feb 2022 to 2 Feb 2022)
- [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
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- CF30 Customer (1 Nov 2007 to 7 May 2010)
- CF21 Investment Adviser (5 Mar 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.