Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGPS Central Ltd (no longer approved here)

    FRN 784958

    • [FCA CF] Material risk taker (18 Oct 2024 to 23 Mar 2026)
    • [FCA CF] Client dealing (17 Jul 2024 to 23 Mar 2026)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • [FCA CF] Client dealing (1 Feb 2022 to 2 Feb 2022)
    • [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • [FCA CF] Client dealing (1 Feb 2022 to 2 Feb 2022)
    • [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
  • ReAssure Limited (no longer approved here)

    FRN 110495

    • [FCA CF] Client dealing (1 Feb 2022 to 2 Feb 2022)
    • [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • [FCA CF] Client dealing (1 Feb 2022 to 2 Feb 2022)
    • [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 7 May 2010)
    • CF21 Investment Adviser (5 Mar 2003 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.