Date authorised
18 January 2018
Companies House
10425159
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180
  • Complaints Contact

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helen Hermant

    IRN HXD01135

    • [FCA CF] Material risk taker (since 19 Jan 2026)
  • Ian Brown

    IRN IXB01079

    • [FCA CF] Client dealing (23 Sep 2020 to 8 Sep 2022)
    • [FCA CF] Material risk taker (23 Sep 2020 to 8 Sep 2022)
    • [FCA CF] Manager of certification employee (23 Sep 2020 to 8 Sep 2022)
  • Inderpreet Johal

    IRN IXJ00066

    • [FCA CF] Client dealing (13 Jul 2023 to 8 Dec 2023)
    • [FCA CF] Material risk taker (13 Jul 2023 to 8 Dec 2023)
  • Jakril Hoque

    IRN JXH00484

    • [FCA CF] Material risk taker (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • James Cleaver

    IRN JXC03475

    • [FCA CF] Client dealing (since 22 Sep 2025)
    • [FCA CF] Material risk taker (since 22 Sep 2025)
  • Jamie Ian Pearson

    IRN JXP12389

    • [FCA CF] Material risk taker (since 15 Dec 2025)
    • [FCA CF] Client dealing (since 15 Dec 2025)
  • Jason Conway Fletcher

    IRN JCF01022

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2020)
    • CF30 Customer (18 Jan 2018 to 8 Dec 2019)
  • Jaspreet Bains

    IRN JXB00574

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2022)
  • Jaswant Singh Sidhu

    IRN JXS22100

    • [FCA CF] Significant management (since 18 Oct 2024)
    • [FCA CF] Manager of certification employee (since 18 Oct 2024)
    • [FCA CF] Material risk taker (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jun 2022)
    • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
  • Jayne Gillett Atkinson

    IRN JXA00740

    • [FCA CF] Material risk taker (since 12 Feb 2025)
    • [FCA CF] Significant management (since 12 Feb 2025)
    • [FCA CF] Client dealing (since 12 Feb 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.