Date authorised
18 January 2018
Companies House
10425159
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180
  • Complaints Contact

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Lewis

    IRN JXL00725

    • [FCA CF] Significant management (since 18 Oct 2024)
    • [FCA CF] Material risk taker (since 14 Aug 2023)
  • Joanne Segars

    IRN JXS02991

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Nov 2025)
    • CF2 Non Executive Director (18 Jan 2018 to 8 Dec 2019)
  • John Dominic Burns

    IRN JDB01244

    • SMF1 Chief Executive (3 Oct 2023 to 2 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • CF1 Director (18 Jan 2018 to 8 Dec 2019)
  • John Martin Nestor

    IRN JMN01030

    • CF2 Non Executive Director (18 Jan 2018 to 8 Dec 2019)
  • John Matthew Goodall

    IRN JMG01107

    • [FCA CF] Material risk taker (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jun 2022)
    • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
  • John Roger Webb

    IRN JRW01103

    • [FCA CF] Material risk taker (since 26 Nov 2024)
    • [FCA CF] Client dealing (since 26 Nov 2024)
  • Juliana Mansor

    IRN JXM00593

    • [FCA CF] Material risk taker (26 Feb 2021 to 24 Jun 2022)
    • [FCA CF] Client dealing (26 Feb 2021 to 29 Feb 2024)
    • [FCA CF] Manager of certification employee (26 Feb 2021 to 24 Jun 2022)
  • Kevin Parkin

    IRN KXP00514

    • [FCA CF] Material risk taker (since 6 Oct 2025)
    • [FCA CF] Client dealing (since 6 Oct 2025)
  • Laura Michie

    IRN LXM00229

    • [FCA CF] Client dealing (20 Jul 2020 to 23 Jun 2022)
  • Louis-Paul John Hill

    IRN LJH01143

    • [FCA CF] Material risk taker (since 6 Jan 2025)
    • [FCA CF] Client dealing (since 6 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.