Ian Brown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGPS Central Ltd (no longer approved here)

    FRN 784958

    • [FCA CF] Material risk taker (23 Sep 2020 to 8 Sep 2022)
    • [FCA CF] Manager of certification employee (23 Sep 2020 to 8 Sep 2022)
    • [FCA CF] Client dealing (23 Sep 2020 to 8 Sep 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (31 Jan 2018 to 4 Apr 2019)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 30 Jun 2019)
    • [FCA CF] Material risk taker (16 Nov 2016 to 4 Apr 2019)
    • [PRA CF] Managing a material risk taker (16 Nov 2016 to 4 Apr 2019)
    • [PRA CF] Significant risk taker or Material risk taker (16 Nov 2016 to 4 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (14 Aug 2006 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2018 to 4 Apr 2019)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 30 Jun 2019)
    • [FCA CF] Material risk taker (16 Nov 2016 to 4 Apr 2019)
    • [PRA CF] Managing a material risk taker (16 Nov 2016 to 4 Apr 2019)
    • [FCA CF] Client dealing (16 Nov 2016 to 4 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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