Date authorised
18 January 2018
Companies House
10425159
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180
  • Complaints Contact

    1st Floor
    i9
    Wolverhampton Interchange
    Wolverhampton
    WV1 1LD
    UNITED KINGDOM
    Phone
    +441902916180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Belinda May Welton

    IRN BXW38332

    • Director of firm who is not a certification employee or a SMF manager (since 26 Sep 2023)
  • Callum Geoffrey McKellar Campbell

    IRN CGC01051

    • [FCA CF] Manager of certification employee (4 Jan 2021 to 18 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
    • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
  • Cara Natalie Forrest

    IRN CNF01019

    • [FCA CF] Significant management (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • [FCA CF] Material risk taker (since 5 Sep 2023)
    • [FCA CF] Client dealing (4 Jan 2021 to 23 Jun 2022)
  • Carl Joseph Shepherd

    IRN CJS01293

    • [FCA CF] Client dealing (since 27 Jan 2025)
    • [FCA CF] Material risk taker (since 27 Jan 2025)
  • Ciaran Thomas Barr

    IRN CTB01006

    • Director of firm who is not a certification employee or a SMF manager (since 26 Sep 2023)
  • Colin Lee Pratt

    IRN CLP01085

    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Nov 2024)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
  • Daniel Gaize

    IRN DXG20930

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jul 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (26 Sep 2019 to 8 Dec 2019)
  • David Evans

    IRN DXE01201

    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
    • CF30 Customer (18 Jan 2018 to 8 Dec 2019)
  • David Gordon Lauder Ross

    IRN DGR01042

    • [FCA CF] Material risk taker (18 Oct 2024 to 20 Dec 2024)
    • [FCA CF] Client dealing (19 Aug 2024 to 20 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jun 2024)
    • CF30 Customer (17 Apr 2018 to 8 Dec 2019)
  • David Kane

    IRN DXK00125

    • [FCA CF] Significant management (since 18 Oct 2024)
    • [FCA CF] Material risk taker (since 18 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.