Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Connection Capital LLP
FRN 705640
- [FCA CF] Client dealing (since 20 Sep 2021)
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- [FCA CF] Manager of certification employee (4 Jan 2021 to 18 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 18 Jun 2021)
- CF30 Customer (1 Jul 2019 to 8 Dec 2019)
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- CF1 Director (AR) (9 Jan 2014 to 16 Feb 2015)
- CF30 Customer (9 Jan 2014 to 16 Feb 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.