Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 Sep 2021)
  • LGPS Central Ltd (no longer approved here)

    FRN 784958

    • [FCA CF] Manager of certification employee (4 Jan 2021 to 18 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Jun 2021)
    • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (9 Jan 2014 to 16 Feb 2015)
    • CF30 Customer (9 Jan 2014 to 16 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.