LGIM Real Assets (Operator) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to unregulated collective investment schemes managed by the firm.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment schemes managed by the firm.
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Stockbroking
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment schemes managed by the firm.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment schemes managed by the firm.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
Show 3 limitations Hide limitations
- · Limited to unregulated collective investment schemes managed by the firm.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael Barrie
IRN MDB01147
- [FCA CF] Client dealing (since 10 Nov 2021)
- [FCA CF] Material risk taker (since 12 Feb 2021)
- SMF3 Executive Director (since 2 Dec 2020)
- [FCA CF] Manager of certification employee (1 Apr 2020 to 2 Dec 2020)
- [FCA CF] Client dealing (1 Apr 2020 to 2 Dec 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (27 Jul 2007 to 31 Oct 2007)
- CF1 Director (15 Jan 2007 to 6 Dec 2019)
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Michael Jacob Marks
IRN MJM01308
- [FCA CF] Material risk taker (1 Apr 2020 to 14 Mar 2025)
- [FCA CF] Significant management (1 Apr 2020 to 14 Mar 2025)
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Michelle Sylvia Scrimgeour
IRN MSS01036
- [FCA CF] Manager of certification employee (1 Apr 2020 to 20 Feb 2024)
- [FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2024)
- [FCA CF] Significant management (1 Apr 2020 to 20 Feb 2024)
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Mike Walsh
IRN MJW01476
- [FCA CF] Manager of certification employee (8 Sep 2025 to 2 Feb 2026)
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Nathan Jones
IRN NXJ17172
- [FCA CF] Material risk taker (1 Apr 2020 to 12 Mar 2021)
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Neil Dovey
IRN NXD01271
- [FCA CF] Client dealing (since 11 Sep 2020)
- [FCA CF] Material risk taker (12 Feb 2021 to 12 May 2021)
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Neil Marshall
IRN NSM01014
- [FCA CF] Material risk taker (9 Jul 2020 to 30 Sep 2022)
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Neil Perry
IRN NXP06777
- [FCA CF] Material risk taker (1 Apr 2020 to 30 Jul 2020)
- [FCA CF] Significant management (1 Apr 2020 to 30 Jul 2020)
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Nicholas Charles Bamber
IRN NCB01042
- [FCA CF] Manager of certification employee (since 28 Nov 2023)
- CF30 Customer (22 Jan 2018 to 8 Dec 2019)
- CF1 Director (22 Jan 2018 to 6 Dec 2019)
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Nicole Taylor
IRN NXT01279
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
- CF30 Customer (1 Feb 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.