Lewis & Co (Investments & Pensions) Limited

• Principal Place of Business

  41 Commercial Road

  Poole

  Dorset

  BH14 0HU

  UNITED KINGDOM

  Phone

  +4401202718400

  Web

  https://www.lewisinvestment.co.uk

• Complaints Contact

  41 Commercial Road

  Poole

  Dorset

  BH14 0HU

  UNITED KINGDOM

  Phone

  +4401202718400

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling provided in connection with investment advice and buy-to-let mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• David Kiss

  IRN DXK13151

  • [FCA CF] Functions requiring qualifications (30 Nov 2020 to 9 Feb 2023)
  • [FCA CF] Client dealing (30 Nov 2020 to 9 Feb 2023)
  • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
• Deric John Burgess

  IRN DJB00055

  • CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2004)
• Fiona Mary Garvey

  IRN FMG01033

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2022)
  • CF11 Money Laundering Reporting (28 Jun 2013 to 8 Dec 2019)
  • CF1 Director (1 Jun 2011 to 8 Dec 2019)
• Gary Bottriell

  IRN GXB00039

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Jun 2004)
  • CF1 Director (1 Dec 2001 to 19 Mar 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2004)
• Helen Caroline Schuster-Bruce

  IRN HCS01033

  • CF22 Investment Adviser (Trainee) (2 Nov 2004 to 31 Jan 2005)
• Helen Sara Kanolik

  IRN HSK00002

  • CF21 Investment Adviser (25 Nov 2002 to 13 Sep 2005)
• Howard John Pearce

  IRN HJP00005

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
  • [FCA CF] Client dealing (since 4 Jan 2021)
  • CF30 Customer (1 Nov 2007 to 24 Dec 2008)
  • CF24 Pension Transfer Specialist (7 Jul 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (27 Aug 2002 to 31 Oct 2007)
• Isobel Garvey

  IRN IXG00145

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
  • [FCA CF] Client dealing (since 2 Jan 2024)
• Joanne Morris

  IRN JXJ00066

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• John Robert Lewis

  IRN JRL00001

  • CF21 Investment Adviser (6 Apr 2004 to 2 Jul 2007)

No changes recorded yet.