Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 25 Apr 2024)
  • Prosper Protect Limited (no longer approved here)

    FRN 912838

    • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 25 Apr 2024)
  • The Right Mortgage Limited (no longer approved here)

    FRN 649443

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Sep 2022)
  • Barnes Ingram & Associates (no longer approved here)

    FRN 189369

    • CF30 Customer (1 Nov 2007 to 28 May 2014)
    • CF21 Investment Adviser (11 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Sep 2005 to 11 Apr 2006)
  • Lewis & Co (Investments & Pensions) Limited (no longer approved here)

    FRN 143646

    • CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.