Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Connect IFA Ltd
FRN 441505
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 25 Apr 2024)
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- [FCA CF] Functions requiring qualifications (12 Sep 2022 to 25 Apr 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Sep 2022)
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- CF30 Customer (1 Nov 2007 to 28 May 2014)
- CF21 Investment Adviser (11 Apr 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Sep 2005 to 11 Apr 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.