Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    127 Belle Vue Road
    Bournemouth
    Dorset
    BH6 3DJ
    UNITED KINGDOM
    Phone
    +4401202417822
  • Complaints Contact

    127 Belle Vue Road
    Southbourne
    Bournemouth
    Dorset
    BH6 3DJ
    UNITED KINGDOM
    Phone
    +4401202417822

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Deric John Burgess

    IRN DJB00055

    • CF30 Customer (1 Nov 2007 to 28 May 2014)
    • CF21 Investment Adviser (11 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Sep 2005 to 11 Apr 2006)
  • Jennifer Carol Ingram

    IRN JCI00003

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 30 Mar 2010)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Paul Anthony Bishop

    IRN PAB01261

    • CF22 Investment Adviser (Trainee) (15 Sep 2004 to 8 Jun 2007)
  • Peter Philip Mundy

    IRN PPM00001

    • CF30 Customer (1 Nov 2007 to 12 Jun 2009)
    • CF21 Investment Adviser (22 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Oct 2004)
  • Roderick Hilary Barnes

    IRN RXB00063

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • Suzannah Louise Kirby

    IRN SLW00033

    • CF22 Investment Adviser (Trainee) (14 Apr 2003 to 22 Sep 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.