Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 May 2009)
    • (1)Employed By (since 4 Nov 2016)
  • Clark Financial Services Limited (no longer approved here)

    FRN 433048

    • Employed By (19 May 2009 to 7 Nov 2016)
  • Barnes Ingram & Associates (no longer approved here)

    FRN 189369

    • CF30 Customer (1 Nov 2007 to 12 Jun 2009)
    • CF21 Investment Adviser (22 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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