Lewis & Co (Investments & Pensions) Limited

• Principal Place of Business

  41 Commercial Road

  Poole

  Dorset

  BH14 0HU

  UNITED KINGDOM

  Phone

  +4401202718400

  Web

  https://www.lewisinvestment.co.uk

• Complaints Contact

  41 Commercial Road

  Poole

  Dorset

  BH14 0HU

  UNITED KINGDOM

  Phone

  +4401202718400

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling provided in connection with investment advice and buy-to-let mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Adam David Gardiner

  IRN ADG01126

  • CF30 Customer (1 Jan 2013 to 15 Oct 2014)
• Adrian Ford

  IRN AXF00026

  • CF30 Customer (1 Nov 2007 to 11 May 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Alan Douglas Eddie

  IRN ADE00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Alexander Foster

  IRN AXF01333

  • CF30 Customer (1 Nov 2007 to 11 Mar 2013)
  • CF24 Pension Transfer Specialist (13 Sep 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (31 Jan 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (11 Jul 2005 to 31 Jan 2006)
• Anastasia Cristabel Smith

  IRN ACS01240

  • CF30 Customer (9 May 2016 to 8 May 2017)
• Andrew Adams

  IRN AXA00001

  • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2004)
• Annabel Donne

  IRN AXD23832

  • SMF3 Executive Director (since 12 Feb 2020)
• Caroline Paul

  IRN CXP00025

  • CF30 Customer (1 Nov 2007 to 14 Sep 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Colin Sidney Lewis

  IRN CSL00002

  • CF2 Non Executive Director (1 Dec 2001 to 9 Dec 2003)
• David Anthony Tonkes

  IRN DAT01101

  • CF30 Customer (1 Nov 2007 to 13 Mar 2008)
  • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 10 Apr 2007)
  • CF10 Compliance Oversight (14 Jul 2005 to 13 Mar 2008)
  • CF24 Pension Transfer Specialist (14 Jul 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (14 Jul 2005 to 13 Mar 2008)

No changes recorded yet.