Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lewis & Co (Investments & Pensions) Limited (no longer approved here)

    FRN 143646

    • CF30 Customer (1 Nov 2007 to 13 Mar 2008)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 10 Apr 2007)
    • CF10 Compliance Oversight (14 Jul 2005 to 13 Mar 2008)
    • CF11 Money Laundering Reporting (14 Jul 2005 to 13 Mar 2008)
    • CF24 Pension Transfer Specialist (14 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.